John is a Senior Associate in the Financial Institutions Group, specialising in UK and EU financial services law and regulation.
He advises a range of clients on financial services regulatory issues, including the regulatory perimeter, financial promotions, AIFMD, the Senior Managers and Certification Regime, FCA change in control applications, client money and client asset rules, conduct of business and regulatory capital requirements.
John joined Osborne Clarke in 2016 as a trainee and qualified in September 2018.
New data and reporting rules as the FCA revamps the appointed representative regime
FCA improves its appointed representative regime amid UK consumer-harm concerns
UK financial watchdog's perimeter report calls for legislative change to protect consumers
Financial Conduct Authority entrenches 'culture' at centre of regulatory supervision
The UK regulator's focus on 'culture' means fund managers need to articulate their core purpose, ensure this is understood throughout...
Financial Conduct Authority encouraged by Covid-19 response and sector resilience
UK regulator stresses the importance of contingency planning for the industry, including wealth managers and advisors, and hints that more...