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Financial Services

Intense regulation is a constant in financial services, no matter where you operate

Learn more about this sector

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Commercial

Insurance broker negligence: what do brokers need to ask their clients?

A recent ruling explored how far a broker is liable to its client if it failed to advise on the...

New -

06/12/2023

Commercial

Insurance broker negligence: what do brokers need to ask their clients?

06/12/2023

Regulatory Outlook

Cyber security | UK Regulatory Outlook November 2023

NCSC annual review 2023 | Consultation response to review of Computer Misuse Act 1990 | Counter Ransomware Initiative joint statement...

29/11/2023

Regulatory Outlook

Cyber security | UK Regulatory Outlook November 2023

29/11/2023

Financial Services

Is the UK's PPI claim door still open? 'Deliberate concealment' and limitation periods

The Supreme Court holds that there is no need for a 'duty of disclosure' for there to be 'deliberate concealment'

24/11/2023

Employment and pensions

Autumn Statement 2023: how does it affect UK pensions?

Trustees and employers can expect the removal of the Lifetime Allowance in April and changes to surplus refund rules

24/11/2023

Tax

Spanish Supreme Court upholds the validity of tax residence certificates issued by other tax administrations

Decision has significant implications for the tax industry

24/11/2023

Tax

Autumn Statement 2023: what UK business tax measures were announced?

More fiscal headroom enabled tax cuts and business incentives to be announced in the chancellor's statement

23/11/2023

Financial Services

FCA identifies UK industry failings in response to financial crime

Firms reminded to improve risk mitigation and customer support against authorised push payment fraud attacks

16/11/2023

Financial Services

International Funds Legal Update | 16 November 2023

Venture Capital Investment Compact, FSCS coverage for LTAFs, and funds tokenisation

16/11/2023

Financial Services

FCA outlines expectations in UK for wealth management and stockbroking firms

What steps may firms need to take in areas such as preventing financial crime and meeting Consumer Duty outcomes?

15/11/2023

Tax

Autumn Statement 2023: what business tax measures can the UK expect?

Immediate tax cuts and giveaways are unlikely to feature in the chancellor's statement on 22 November

10/11/2023

Tax

Employment-related securities options: UK Supreme Court clarifies deeming provisions

The Supreme Court has allowed HMRC's appeal in a long-running employee share options case

09/11/2023

Financial Services

Trying to keep track of the MiCAR legislative developments?

Our experts have created a tracker on the level 2 and 3 measures under MiCAR.

09/11/2023

Financial Services

International Funds Legal Update | 8 November 2023

The future of the UK regime for asset management, assessment of value requirements, liquidity management rules, and more

08/11/2023

Financial Services

'Data-led supervision': FCA consults on new data requirements for consumer credit firms

UK regulator proposes to collect further data about the consumer credit market

07/11/2023

Financial Services

The European Commission lays down new provisions on undue fund costs

Fund managers can prepare for proposals by assessing whether new or amended funds' charge costs exceed market conditions

06/11/2023

View all insights

Commercial

Insurance broker negligence: what do brokers need to ask their clients?

A recent ruling explored how far a broker is liable to its client if it failed to advise on the...

New -

06/12/2023

Commercial

Insurance broker negligence: what do brokers need to ask their clients?

06/12/2023

Regulatory Outlook

Cyber security | UK Regulatory Outlook November 2023

NCSC annual review 2023 | Consultation response to review of Computer Misuse Act 1990 | Counter Ransomware Initiative joint statement...

29/11/2023

Regulatory Outlook

Cyber security | UK Regulatory Outlook November 2023

29/11/2023

Financial Services

Is the UK's PPI claim door still open? 'Deliberate concealment' and limitation periods

The Supreme Court holds that there is no need for a 'duty of disclosure' for there to be 'deliberate concealment'

24/11/2023

Employment and pensions

Autumn Statement 2023: how does it affect UK pensions?

Trustees and employers can expect the removal of the Lifetime Allowance in April and changes to surplus refund rules

24/11/2023

Tax

Spanish Supreme Court upholds the validity of tax residence certificates issued by other tax administrations

Decision has significant implications for the tax industry

24/11/2023

Tax

Autumn Statement 2023: what UK business tax measures were announced?

More fiscal headroom enabled tax cuts and business incentives to be announced in the chancellor's statement

23/11/2023

Financial Services

FCA identifies UK industry failings in response to financial crime

Firms reminded to improve risk mitigation and customer support against authorised push payment fraud attacks

16/11/2023

Financial Services

International Funds Legal Update | 16 November 2023

Venture Capital Investment Compact, FSCS coverage for LTAFs, and funds tokenisation

16/11/2023

Financial Services

FCA outlines expectations in UK for wealth management and stockbroking firms

What steps may firms need to take in areas such as preventing financial crime and meeting Consumer Duty outcomes?

15/11/2023

Tax

Autumn Statement 2023: what business tax measures can the UK expect?

Immediate tax cuts and giveaways are unlikely to feature in the chancellor's statement on 22 November

10/11/2023

Tax

Employment-related securities options: UK Supreme Court clarifies deeming provisions

The Supreme Court has allowed HMRC's appeal in a long-running employee share options case

09/11/2023

Financial Services

Trying to keep track of the MiCAR legislative developments?

Our experts have created a tracker on the level 2 and 3 measures under MiCAR.

09/11/2023

Financial Services

International Funds Legal Update | 8 November 2023

The future of the UK regime for asset management, assessment of value requirements, liquidity management rules, and more

08/11/2023

Financial Services

'Data-led supervision': FCA consults on new data requirements for consumer credit firms

UK regulator proposes to collect further data about the consumer credit market

07/11/2023

Financial Services

The European Commission lays down new provisions on undue fund costs

Fund managers can prepare for proposals by assessing whether new or amended funds' charge costs exceed market conditions

06/11/2023

View all insights

Nikki Worden

Partner, International Sector Leader, Financial Services, UK

+44 20 7105 7290 Email Nikki Full biog

Mark Wesker

Partner, UK

+44 20 7105 7838 Email Mark Full biog

Tom Ellis

Partner, UK

+44 20 7105 7418 Email Tom Full biog

Helen Parsonage

Partner, UK

+44 117 917 3432 Email Helen Full biog

Ben Truman

Partner, UK

+44 20 7105 7072 Email Ben Full biog

Tom Bussy

Partner, UK

+44 117 917 3590 Email Tom Full biog

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