All Insights
Showing 169 - 180 of 647
Financial Services
FCA identifies UK industry failings in response to financial crime
Firms reminded to improve risk mitigation and customer support against authorised push payment fraud attacks
Financial Services
International Funds Legal Update | 16 November 2023
Venture Capital Investment Compact, FSCS coverage for LTAFs, and funds tokenisation
Financial Services
FCA outlines expectations in UK for wealth management and stockbroking firms
What steps may firms need to take in areas such as preventing financial crime and meeting Consumer Duty outcomes?
Online Safety
Age assurance is focus of European regulatory action for online protection of minors
What are the requirements and developments around age assurance in Europe and specifically France, Germany and the UK?
Financial Services
Trying to keep track of the MiCAR legislative developments?
Our experts have created a tracker on the level 2 and 3 measures under MiCAR.
Financial Services
International Funds Legal Update | 8 November 2023
The future of the UK regime for asset management, assessment of value requirements, liquidity management rules, and more
Financial Services
'Data-led supervision': FCA consults on new data requirements for consumer credit firms
UK regulator proposes to collect further data about the consumer credit market
Financial Services
The European Commission lays down new provisions on undue fund costs
Fund managers can prepare for proposals by assessing whether new or amended funds' charge costs exceed market conditions
Financial Services
New rules on marketing cryptoassets in the UK suffer teething issues
Regulator warns firms on compliance, flags common problems with crypto financial promotions, and issues guidance
Regulatory Outlook
Fintech, Digital Assets, Payments and Consumer Credit | UK Regulatory Outlook October 2023
New rules on marketing cryptoassets to UK consumers now in force | Payment service contract termination rule changes | FCA
Financial Services
What is the impact of the recast EU Transfer of Funds Regulation on crypto-assets transfers?
The recast regulation extends the application of the Travel Rule to transfers of crypto-assets in a significant step in the
Financial Services
FCA sets out supervision strategy for corporate finance firms
What steps may firms need to take in areas such as client categorisation, Consumer Duty and market abuse controls?
