All Insights
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Financial Services
Regulators propose reform to the UK senior managers and certification regime
Three consultations on phased reform for the SMCR regime, with the bigger changes reserved for the second phase
Financial Services
HM Treasury to tighten UK's appointed representatives regime
Policy statement highlights gaps in the existing regime
Financial Services
HM Treasury consults on consolidating UK Payment Systems Regulator into FCA
Firms are invited to respond by 20 October consultation deadline
Regulatory Outlook
Fintech, digital assets, payments and consumer credit | UK Regulatory Outlook September 2025
Fintech: FCA Handbook Notice 132 | FCA insights from 2024 cyber co-ordination group | FCA policy changes on safeguarding payments
Corporate
PISCES: a new UK pathway for private company liquidity
The new trading platform will facilitate secondary sales of existing shares in private companies
Dispute resolution
High Court allows lender to sue UK law firm operating a claims management business model
Bank claims that law firm took a reckless and indiscriminate approach to submitting 'irresponsible lending' claims
Tax
Mining for information: Preparing for CARF
In an article first published in Tax Journal (Issue 1720 on 29 August 2025), Jack Prytherch and Yousuf Chughtai discuss
Business crime
Money laundering in the UK undergoes first national risk assessment for five years
How have money-laundering risks for financial services and property evolved since 2020?
Financial Services
The EU's Digital Operational Resilience Act: frequently asked questions
Who and what are in scope and what are the main requirements, third-party risks and overlaps?
Corporate
UK counts down to identity checks for all directors and persons with significant control from November
Seven questions answered to help prepare as the significant change approaches
Tax
What fund managers need to know about the UK's new carried interest tax regime
A revised regime for carried interest comes into effect from 6 April 2026 bringing it into the UK income tax
Financial Services
HM Treasury, FCA and FOS consult on reforms to the UK financial ombudsman and redress system
Wide-ranging reforms have been proposed to improve clarity and predictability for firms handling complaints
